Securities Litigation

Our lawyers have acted for various capital market participants in proceedings for breaches of securities legislation, appeals from commissions and in quasi-criminal proceedings brought under British Columbia provincial securities legislation. We have also acted for both plaintiffs and defendants in broker-client litigation in claims involving:

  • Discretionary and/or unauthorized trading
  • Unsuitable investments
  • Breach of fiduciary duties
  • Breaches of account agreements
  • Failure to supervise

Contact our firm to arrange an initial consultation with a lawyer to discuss your securities litigation matter.

Some representative securities cases include the following:

  • Represented brokerage house in multi-million dollar securities fraud action
  • Securities Commission proceedings and Supreme Court proceedings relating to alleged breaches of the Securities Act and challenges to search warrants
  • Action on behalf of individual senior investors against TD Securities and others, resulting in a substantial settlement, which settlement included assuming conduct of related foreclosure proceedings
  • Acting for consultant in BC Securities Commission proceedings commenced against multiple parties, including asset freeze orders. Successfully resolved for our client